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Regulation NMS
Results: 1042

#	Item
271	Comment Letter regarding File No. SR-NASD[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-23 11:05:25 Financial economics Finance Investment Stock market OTC Bulletin Board Financial markets Regulation NMS Securities Exchange Act Financial Industry Regulatory Authority United States securities law Business United States Securities and Exchange Commission
272	TESTIMONY OF MARC E. LACKRITZ PRESIDENT, SECURITIES INDUSTRY ASSOCIATION BEFORE THE COMMITTEE ON FINANCIAL SERVICES SUBCOMMITTEE ON CAPITAL MARKETS, INSURANCE AND Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 United States Securities and Exchange Commission Finance Financial regulation Self-regulatory organization Financial services Securities Exchange Act U.S. Securities and Exchange Commission Registered representative Regulation NMS United States securities law Financial economics Financial system
273	Comments on File No. SR-BSE[removed]; Notice of Filing of Proposed Rule Change and Amendment No. 2, 3, and 4 to Proposed Rule Change to Modify the Information Co... Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-27 12:43:20 Finance Investment United States securities law Financial markets 73rd United States Congress Regulation NMS Securities Exchange Act Boston Options Exchange Christopher Cox United States Securities and Exchange Commission Stock market Financial economics
274	Canadian Securities Administrators Notice of Amendments to National Instrument[removed]Marketplace Operation and National Instrument[removed]Trading Rules Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:02:36 Investment Economics Order Market depth Regulation NMS Direct market access Algorithmic trading Market Nordic Light data feed Financial markets Financial economics Stock market
275	There are two models for organizing system for trading securities in the United States Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Investment Business Finance United States Securities and Exchange Commission Economy of the United States Regulation NMS Electronic communication network Electronic trading Short Financial economics Financial markets Stock market
276	December 5, 2007 Via Electronic Mail ([removed]) Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-06 15:11:02 Finance United States securities law Self-regulatory organizations United States Securities and Exchange Commission Stock market Securities Industry and Financial Markets Association Regulation NMS Financial Industry Regulatory Authority Securities Exchange Act Financial economics Financial markets Investment
277	Microsoft Word - NYSE Rule 80B Response to Comments[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-10 15:37:49 Financial economics Economy of the United States Business Self-regulatory organizations New York Stock Exchange Regulation NMS Securities Exchange Act Euronext NYSE Arca United States Securities and Exchange Commission NYSE Euronext United States securities law
278	The Ontario Securities Commission Trade-through Protection, Best Execution, Access to Marketplaces and the Consolidation of Data Supplement to the OSC Bulletin Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:03:32 Financial system Investment 73rd United States Congress United States securities law Finance Alternative Trading Systems Regulation NMS Canadian securities regulation U.S. Securities and Exchange Commission Financial markets United States Securities and Exchange Commission Financial economics
279	On February 26th, the SEC issued proposed rule: “Regulation NMS” that is sure to garner a lot of attention over the next few m Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Stock market Financial markets Financial services Regulation NMS Order Stock Futures contract Hedge fund Stock trader Financial economics Investment Finance
280	October 31, 2005 VIA ELECTRONIC MAIL Mr. Jonathan G. Katz Secretary United States Securities and Exchange Commission 100 F Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-01 16:00:22 Stock market Business United States Securities and Exchange Commission United States securities law TD Ameritrade Regulation NMS Financial Industry Regulatory Authority Security U.S. Securities and Exchange Commission Investment Financial economics Silver Lake Partners

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